Financial Regulatory and Litigation

We value what our clients value – cost-effectiveness and tailored solutions.


As a team having been awarded the HKCT Business Awards 2023, our expertise and achievements reassure our clients of our competence and ability to handle the challenging and ever-changing legal matters.


Our Financial Regulatory and Litigation Team works hand in hand with clients in the industry of financial services.  Our clients range from Securities and Futures Commission (“SFC”) license applicants, SFC licensed firms, listing applicants, sizable listed companies, notable Certified Public Accountant firms, high-value virtual asset trading platforms, etc..


Our Team prides itself on having tremendous experience in handling regulatory investigations and/or disciplinary proceedings brought by the SFC, the Stock Exchange of Hong Kong Limited, the Independent Commission Against Corruption (ICAC), the Accounting and Financial Reporting Council (AFRC), and other statutory bodies.  We also have experience in conducting independent investigation for resumption of trading and other matters relating to the Commercial Crime Bureau and the Joint Financial Intelligence Unit, such as investigations related to market misconduct and anti-money laundering.


Our Team has developed a broad practice in litigation with notable commercial litigation experience in cryptocurrency tracing, shareholders’ disputes, breach of directors’ duties, professional negligence claims, employment disputes, and contractual disputes, etc..  With a breadth of experience, we are dedicated in providing bespoke and profound legal advice addressing the needs of our clients.

Tel:(852) 3896 2677
Fax:(852) 3107 1100